Too often regulators get bogged down in the minutiae of prescriptive laws and miss their core intent, says Teresa Goody ...

closed its initial fundraising round at $161 million and said the TXSE has filed for registration as a bourse with the US Securities and Exchange Commission. If the registration is granted ...

Audience members gather at Made By Google for new product announcements at Google on Aug. 13, 2024, in Mountain View, Calif. (AP Photo/Juliana Yamada, File) ...

A number of prominent companies have scaled back or set aside the diversity, equity and inclusion initiatives that much of corporate America endorsed following the protests that accompanied the Minnea ...

NEW YORK, Feb 2 (Reuters) - Lawyers at the U.S. Securities Exchange Commission (SEC) have been told they need to seek permission from the politically appointed leadership before formally launching ...

NEW YORK - Lawyers at the US Securities Exchange Commission (SEC) have been told they need to seek permission from the politically appointed leadership before formally launching probes ...

The Securities and Exchange Commission (SEC ... federal securities laws and their principal liability provisions, see US Securities Laws: Overview and Liability Provisions: Securities Offerings ...

Jan. 31, 2025 /PRNewswire/ -- SAR, a data analytics company specialized in the securities litigation risk of U.S. public companies ... the Securities and Exchange Commission ("SEC") that had ...

Consolidated GAAP and adjusted revenues for the year were $4.26 billion, an increase of 14.2% over the prior year. Consolidated GAAP and adjusted revenues for the quarter were $1.13 billion, an ...

Asset management firm 21Shares has filed with the US Securities and Exchange Commission (SEC) to launch a spot Polkadot exchange-traded fund (ETF). In a Jan. 31 SEC filing, 21Shares stated its ...

The Ensign Group, Inc. (Nasdaq: ENSG), the parent company of the Ensign group of companies, which provide post-acute healthcare services ...

The firm seeks to beat US companies — as the US Securities & Exchange Commission (SEC) is yet to respond to their filings — to launch the world's first spot XRP ETF. Canadian asset manager ...