Markets regulator, Securities and Exchange Board of India (SEBI) on Thursday imposed a penalty of Rs seven lakh on Motilal Oswal Financial Services Ltd for flouting stock broker and depository ...
The market regulator will penalize or cancel registrations for rule violations. Additionally, stock prices used for investor education must be at least three months old, rather than live prices.
To bring consistency and uniformity with respect to evaluations by the external agency, Sebi on Thursday came out with guidelines for the evaluation of the performance of statutory committees of ...
Sebi has issued guidelines for the evaluation of market infrastructure institutions' (MIIs) statutory committees by independent external agencies, mandating this every three years starting from FY ...
EFC (I) shares closed Thursdays trading session 0.30% higher at Rs 523.20 a share, with a market capitalisation of Rs 2,604.32 Cr, after the business announced the bonus share record date.
Sebi introduces guidelines for the performance evaluation of market infrastructure institutions, enhancing transparency and ...
Sebi has introduced guidelines for evaluating the performance of statutory committees within market infrastructure institutions. MIIs must appoint an independent agency to conduct these evaluations ...
The capital markets regulator SEBI fined Motilal Oswal ₹7 lakh for violation of stock brokerage regulations, reported multiple media outlets. Shares closed lower after Thursday’s market session.
Sebi has fined Anand Rathi Shares & Stock Brokers Ltd Rs 5 lakh for violating regulatory norms, including misusing client funds and failing to maintain records.
In its probe, SEBI observed that funds of credit balance clients were mis-utilized for meeting the obligations of debit balance clients and/or for its own purpose. The amount of misutilization ranged ...
The SEBI has clarified that people who have been providing stock-market education will need to do with stock prices with a three-month lag.
A person engaged solely in education shall mean that such person is not engaged in any of the two prohibited activities,” ...